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Junior Financial Broker

Company: Jobot
Location: Santa Maria
Posted on: March 30, 2024

Job Description:

Advance your career in the financial services industry!This Jobot Job is hosted by: Jennifer WhitworthAre you a fit? Easy Apply now by clicking the "Apply" button and sending us your resume.Salary: $60,000 - $75,000 per yearA bit about us:An independent financial services firm, offering securities and advisory services, committed to making the planning, investment, and retirement process simple and understandable for clients.Job Title: Junior BrokerCompensation: $60k-$75k/year and potential bonuses Location: Santa Maria, CAWhy join us?

  • Competitive pay
  • Bonuses
  • Career developmentJob DetailsWe are actively seeking a licensed Junior Broker to join our dynamic team. As a Junior Broker, you will play a crucial role in supporting our clients' financial goals, providing top-notch service, and contributing to the growth and success of our organization.Responsibilities:
    • Establish and maintain strong relationships with clients, understanding their financial objectives and risk tolerance.
    • Provide personalized financial guidance and investment recommendations to help clients achieve their goals.
    • Execute securities transactions in alignment with regulatory guidelines and company policies.
    • Offer advisory services, ensuring compliance with industry standards.
    • Utilize technological tools to streamline processes and enhance client interactions.
    • Collaborate with clients to develop and implement financial plans tailored to their unique needs.
    • Stay updated on market trends, investment opportunities, and regulatory changes.Qualifications:
      • Active 7-series license, 66, or 65.
      • Previous experience in a similar role within the financial services industry.
      • Familiarity with Schwab or Pershing Platform is highly desired.
      • Strong interpersonal and communication skills.
      • Detail-oriented with a commitment to compliance and ethical conduct.
      • Proactive attitude, self-motivated, and a team player.If you are a motivated and licensed professional looking to advance your career in a dynamic financial services environment, we encourage you to apply!Interested in hearing more? Easy Apply now by clicking the "Apply" button.

Keywords: Jobot, Santa Maria , Junior Financial Broker, Accounting, Auditing , Santa Maria, California

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